DH
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
54 advisors
Number of Clients
1 client
Average Client Portfolio
$3.1M average
Assets Under Management
$3.1M
Fee Structure
This brochure describes UMBFSI’s advisory services. Please refer to the Managed Account Solutions Program Fees section below for additional information about fees associated with your account.
Areas of Practice
Investment Management
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Advisor Information
Office location
4200 W 115th Street, Leawood, KS, 66211
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Daniel owns residential rental real estate and spends minimal time as a landlord and property manager. He also works nearly full-time as a financial services professional for UMB Bank, providing investment management services.
Employment History
Current Registrations
Umb Financial Services, INC.
March 2019 - Present · 6 yrs 10 mos
Umb Financial Services, INC. Broker
July 2018 - Present · 7 yrs 6 mos
Previous Registrations
Cetera Advisors LLCBroker
June 2016 - August 2016 · 2 mos
LPL Financial LLC Broker
May 2013 - September 2013 · 4 mos
Metlife Securities INC.Broker
August 2011 - September 2012 · 1 yr 1 mo
Ameriprise Financial Services, INC.
April 2001 - May 2010 · 9 yrs 1 mo
Ameriprise Financial Services, INC. Broker
June 1990 - May 2010 · 19 yrs 11 mos
Ids Life Insurance CompanyBroker
June 1990 - July 2006 · 16 yrs 1 mo
State Registrations10 states
AZCOFLILKSMAMDNJTXWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.