DH
Firm Information
Compensation
Fixed/Hourly
Number of Advisors
5 advisors
Number of Clients
402 clients
Average Client Portfolio
$349K average
Assets Under Management
$140.2M
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $1.5M | 1.25% |
| $1.5M - $3.0M | 1.15% |
| $3.0M - $5.0M | 1.00% |
| $5.0M - $15.0M | 0.80% |
| $15M+ | 0.80% |
Fees negotiable above $15,000,000
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$750 - $5,000
Hourly Rate:$150 - $500/hr
SWAG charges fixed or hourly fees for financial planning, up to $5,000 for a comprehensive plan, and $750 for a basic analysis. Hourly rates range from $150 to $500. Investment management fees are based on a percentage of assets under management (see table). ERISA plan services fees are 1% of assets under management. Independent manager fees range up to 0.50% per annum.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningInsurance PlanningFinancial Planning & Coaching
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Advisor Information
Office location
Nixa, MO
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2008Denied
Other Business Activities
David is a co-owner/agent at Heim Financial Solutions. He spends about three-quarters of his time on this investment-related activity, but the filing does not specify the nature of the business.
Employment History
Current Registrations
Strategic Wealth Advisors Group, INC.
February 2018 - Present · 7 yrs 11 mos
Previous Registrations
United Advisors America Corporation
January 2010 - November 2017 · 7 yrs 10 mos
State Registrations2 states
ARMO
Advisor
Exams
No exam information available for this advisor.