BT

Brandon Rockwell Thomas

31 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
2 advisors
Number of Clients
16,768 clients
Average Client Portfolio
$677K average
Assets Under Management
$11.4B

Fee Structure

Financial Planning:Investment management only

Investment management fees are negotiable and based on factors like account size and investment strategy. Fees are typically tiered, decreasing as assets increase. The standard fee schedule for Quantitative Portfolio strategies ranges from 0.095% to 0.30%, but lower fees may be negotiated. Fixed Income Quantitative Portfolios have a standard fee of 0.095%. Advisor fees are not included and generally range from 0.80% to 1.10%. Additional fees of 0.02% - 0.10% apply when Envestnet's Tax Overlay or Values Overlay is utilized. These fees do not include brokerage, clearing, platform, or custody fees.

Areas of Practice
Investment Management
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Advisor Information

Office location

Lake Forest, IL

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brandon serves as the treasurer for Prepare the Way, a nonprofit organization, overseeing their books. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Qrg Capital Management, INC.
May 2020 - Present · 5 yrs 8 mos
Envestnet Pmc
October 2004 - Present · 21 yrs 3 mos
Previous Registrations
Portfolio Brokerage Services, INC.Broker
September 2001 - February 2020 · 18 yrs 5 mos
John Nuveen & Co., IncorporatedBroker
March 1995 - January 2000 · 4 yrs 10 mos
Lasalle St Securities, L.L.C.Broker
February 1992 - June 1994 · 2 yrs 4 mos
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.