Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
45 advisors
Number of Clients
2,987 clients
Average Client Portfolio
$203K average
Assets Under Management
$604.9M

Fee Structure

Minimum Investment:$2.5K
Financial Plan Fee:$100 - $4,000
Hourly Rate:$50 - $250/hr

AISG's annual fees for investment advisory services generally range from 0.75% to 2.5% of assets under management, but are negotiated based on factors like total assets, scope of engagement, and investment style. A minimum of $2,500 in assets under management is required, but this may be negotiable. Financial planning fees range from $50 to $250 per hour or $100 to $4,000 on a fixed-fee basis. Third-party estate planning services are available for separate fees.

Areas of Practice
Investment ManagementFinancial Planning & CoachingEstate PlanningTax PlanningHigh Net Worth
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Advisor Information

Office location

Solana Beach, CA

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2002
Settled
Employment History
Current Registrations
American Independent Securities Group, LLC Broker
May 2010 - Present · 15 yrs 8 mos
American Independent Securities Group, LLC
May 2010 - Present · 15 yrs 8 mos
Previous Registrations
Afa Advisor Services LLC
February 2008 - April 2010 · 2 yrs 2 mos
Afa Financial Group, LLCBroker
February 2005 - April 2010 · 5 yrs 2 mos
Linsco/private Ledger CORP.
December 1997 - February 2005 · 7 yrs 2 mos
Linsco/private Ledger CORP. Broker
April 1995 - February 2005 · 9 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
December 1991 - April 1995 · 3 yrs 4 mos
Chatfield Dean & Co., INC.Broker
July 1991 - July 1991 · 0 mos
Walnut Street Securities, INC.Broker
March 1991 - July 1991 · 4 mos
The Lincoln National Life Insurance CompanyBroker
July 1990 - March 1991 · 8 mos
Lincoln Financial Advisors CorporationBroker
July 1990 - March 1991 · 8 mos
State Registrations7 states
AZCAIDILNVSCUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.