AC

Aaron Michael Cooperband

23 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
9176 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth, Inc. offers various advisory programs with fees detailed in their respective program brochures. These programs include Advisor Managed Portfolios, Unified Managed Accounts, and access to Third-Party Money Managers. Financial planning and consulting services are also available, with fees determined and documented in a separate agreement. The Signator Managed Account Platform program fees include portions paid to the Advisory Representative, the Firm, the custodian, and Third-Party Money Managers.

Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningBusiness Owners
Loading...

Advisor Information

Office location

1475 Fourth Street, Napa, CA, 94559

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
April 2024
Other Business ActivitiesSells Insurance

Aaron sells insurance and annuities, dedicating minimal time to this activity. He also manages rental properties, real estate investments, and is a partner in New Aspect Financial Services, LLC, where he sells securities and insurance, provides financial planning, and offers investment advice.

Employment History
Current Registrations
Osaic Wealth, INC.
January 2024 - Present · 2 yrs
Osaic Wealth, INC. Broker
January 2024 - Present · 2 yrs
Previous Registrations
Woodbury Financial Services, INC.
July 2010 - January 2024 · 13 yrs 6 mos
Woodbury Financial Services, INC.Broker
July 2010 - January 2024 · 13 yrs 6 mos
AXA Advisors, LLC
February 2009 - July 2010 · 1 yr 5 mos
AXA Advisors, LLC Broker
February 2009 - July 2010 · 1 yr 5 mos
Deutsche Bank Securities INC. Broker
April 1997 - December 1998 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
September 1990 - December 1995 · 5 yrs 3 mos
State Registrations16 states
AZCACOCTDCDEFLHIILMANJNYORTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.