Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IARs are compensated by charging an advisory fee or a combination of advisory and promotion fees, disclosed as a percentage of assets under management, subject to a stated maximum. Fees are deducted quarterly in advance, based on the average daily balance from the previous quarter. Inter-quarter deposits or withdrawals of $10,000 or more will be prorated. The level of the fee will vary with the amount of assets under management and the investment options chosen. The brochure mentions a minimum account fee may be applied to smaller accounts, but does not specify the amount.
Areas of Practice
Advisor Information
Office location
1355 N Ocean Ave, Medford, NY, 11763
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Denise is an insurance agent involved in fixed insurance sales since 1996, dedicating a few hours per week to this activity. She is also a director with 100% ownership in Diversified Financial Solutions, spending nearly full-time on this endeavor, and the founder/president of a non-profit women's group, POWER, dedicating minimal time.