William Thomas Krempa

CFP

Cambridge Investment Research Advisors, INC.

35 Years of Experience

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Firm Information

Cambridge Investment Research Advisors, INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Number of Advisors

3845 advisors

Number of Clients

323,031 clients

Average Client Portfolio

$317K average

Assets Under Management

$102.4B

Fee Structure

Financial Plan Fee:Up to $25,000

Hourly Rate:Up to $500/hr

Fees vary depending on the service and are negotiable. Financial planning fees can be flat (up to $25,000), hourly (up to $500/hour), or asset-based. Investment management fees are based on assets under management, with a maximum of 2.25% annually. Setup fees may apply, generally the lesser of 1% of assets or $1,000. A service fee up to $300 may also be charged. Retirement plan advisory fees can be up to 2.25% annually, $500/hour, or a negotiated flat fee.

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Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingDivorce PlanningSpecial Needs Planning

Advisor Information

Office location

5039 Swamp Road Suite 403, P O Box 418, Fountainville, PA, 18923

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Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 2008

Closed-No Action

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Other Business ActivitiesSells Insurance

William is a W2 employee at Krempa Associates, Inc. focusing on insurance, benefits, and human resources, taking about half of his time. He also owns Krempa Family Properties, LLC (real estate) and Krempa Family Racing, LLC (sport/fitness/gaming), dedicating minimal time and about 10-20% of his time respectively, and is an advisory rep of a RIA, spending nearly full-time on this.