Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RFL Advisor Program fees are calculated as an annualized percentage of assets under management on a sliding scale and are negotiable. There are three options available: a percentage of AUM, an hourly rate (minimum $200/hour invoiced quarterly), or a fixed fee (invoiced quarterly, semi-annually, or annually). Financial planning fees, if requested, range from $1,500 to $25,000 depending on complexity. The minimum advisory account size is $25,000.
Areas of Practice
Advisor Information
Office location
40 Wall Street, 29th Floor, New York, NY, 10005
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lisa is the President of Monahan & Roth, LLC, a firm providing expert witness and compliance consulting, and a FINRA Dispute Resolution Arbitrator. She also provides oversight to Responsibility Inc's investments, serves as a Board Director for Sutter Securities, Inc., and as a Board Manager for Boustead Securities, LLC, dedicating minimal time to each of these roles.