AP
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
2462 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B
Fee Structure
This brochure describes wrap fee programs, meaning a single fee covers investment advisory services, trade execution, custody, and other brokerage services. Additional costs may apply. Minimum account sizes vary by service. Contact a PAM Consultant or call Baird for specific fee details.
Areas of Practice
Investment Management
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Advisor Information
Office location
1400 Rocky Ridge Drive, Suite 250, Roseville, CA, 95661
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Adam is a passive member of Serrano Marketing LLC, dedicating minimal time to the activity. This venture is not investment-related.
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
January 2009 - Present · 17 yrs
Robert W. Baird & CO. Incorporated Broker
January 2009 - Present · 17 yrs
Previous Registrations
Morgan Stanley & CO. Incorporated
January 2008 - February 2009 · 1 yr 1 mo
Morgan Stanley & CO. IncorporatedBroker
January 2008 - February 2009 · 1 yr 1 mo
Wachovia Securities, LLC
May 2003 - January 2008 · 4 yrs 8 mos
Wachovia Securities, LLC Broker
March 2000 - January 2008 · 7 yrs 10 mos
Salomon Smith Barney INC. Broker
October 1996 - March 2000 · 3 yrs 5 mos
Mutual of Omaha Investor Services, INC. Broker
April 1996 - September 1996 · 5 mos
John Hancock Distributors, INC.Broker
September 1992 - May 1995 · 2 yrs 8 mos
John Hancock Mutual Life Insurance CompanyBroker
September 1992 - May 1995 · 2 yrs 8 mos
American Express Financial Advisors INC. Broker
November 1990 - August 1992 · 1 yr 9 mos
Ids Life Insurance CompanyBroker
November 1990 - August 1992 · 1 yr 9 mos
State Registrations13 states
AZCACOCTGAIDMAMEMIMTNCTXUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.