DD

Derek Rudolf D'alonzo

33 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
41 advisors
Number of Clients
978 clients
Average Client Portfolio
$326K average
Assets Under Management
$319.2M

Fee Structure

Minimum Investment:$25K

Fees for asset management services are negotiable, with a maximum annual fee of 2.00%. Advisory fees are charged quarterly in arrears based on the portfolio's value. Clients may pay fees directly from their account or by check. A 0.05% annual reporting fee is billed monthly for clients using the Alden COVE platform. The firm generally requires a minimum account size of $25,000, but this may be waived under certain circumstances. Alden offers access to financial planning for a fee, billed as a one-time fee or a monthly retainer.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

Hockton, GA

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Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2021
Final
Employment Separation After Allegations
September 2020
Employment Separation After Allegations
June 2017
Employment History
Current Registrations
Alden Investment Group
June 2022 - Present · 3 yrs 7 mos
Previous Registrations
Alden Capital
December 2020 - November 2022 · 1 yr 11 mos
J. Alden Associates, INC.Broker
November 2020 - May 2022 · 1 yr 6 mos
Ameriprise Financial Services, LLC.
August 2017 - October 2020 · 3 yrs 2 mos
Ameriprise Financial Services, LLC Broker
August 2017 - October 2020 · 3 yrs 2 mos
Suntrust Advisory Services, INC.
September 2016 - June 2017 · 9 mos
Suntrust Investment Services, INC.
September 2014 - December 2016 · 2 yrs 3 mos
Suntrust Investment Services, INC.Broker
January 2013 - June 2017 · 4 yrs 5 mos
Wells Fargo Advisors, LLC Broker
December 2001 - January 2013 · 11 yrs 1 mo
Bb&t Investment Services, INC.Broker
April 2001 - December 2001 · 8 mos
Sterne, Agee & Leach, INC.Broker
March 1999 - March 2001 · 2 yrs
Josephthal & Co., INC.Broker
December 1996 - March 1999 · 2 yrs 3 mos
Bear, Stearns & CO. INC. Broker
December 1993 - December 1996 · 3 yrs
Lehman Brothers INC.Broker
November 1991 - December 1993 · 2 yrs 1 mo
J. W. Gant & Associates, INC.Broker
October 1991 - October 1991 · 0 mos
State Registrations1 state
GA
Advisor
Exams
No exam information available for this advisor.