Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.50% |
| $5M+ | 1.25% |
Fees are negotiable.
Fee Estimator
SB Advisory charges fees for portfolio management based on the amount of assets they manage for you. These fees are negotiable, but can be up to 2.50% annually. The firm also offers financial planning services, with comprehensive plans costing up to $15,000 or 1% of assets covered, limited planning at $600/hour, and hourly consulting also at $600/hour. Transaction fees may apply for accounts in the RBC program. The firm's affiliate may receive compensation through mark-ups and revenue sharing arrangements with RBC.
Areas of Practice
Advisor Information
Office location
3424 Peachtree Road Ne, Suite 2200, Atlanta, GA, 30326-1184
Get directionsRegulatory History (6)
Regulatory
May 2025Employment Separation After Allegations
February 2024Customer Dispute
January 2024Regulatory
June 2007Employment Separation After Allegations
June 2006Customer Dispute
July 2002Other Business ActivitiesSells Insurance
Frank is an agent selling fixed insurance products, dedicating minimal time to this activity. He also manages two LLCs involving property management, spending minimal time on each.