Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
3 advisors
Number of Clients
23 clients
Average Client Portfolio
$4.5M average
Assets Under Management
$103.6M

Fee Structure

Financial Planning:Investment management only

Investment advisory fees range from 0.20% to 1.15% annually, based on factors like service complexity, asset level, and the overall client relationship. Fees are calculated quarterly based on the market value of assets under management. The first quarter's fee is prorated. Fees are negotiable at the advisor's discretion. These fees do not include custody and securities execution fees charged by the custodian, or expenses charged by mutual funds and ETFs.

Areas of Practice
Investment Management
Loading...

Advisor Information

Office location

3000 Westchester Avenue, Suite 206, Purchase, NY, 10577-2524

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Seacrest Investment Management, LLC
May 2019 - Present · 6 yrs 8 mos
State Registrations2 states
CTNY
Advisor
Exams
No exam information available for this advisor.
Howard Alan Schloss - Financial Advisor | AdvisorDiscover