CC
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
143 advisors
Number of Clients
7,497 clients
Average Client Portfolio
$31.8M average
Assets Under Management
$238.6B
Fee Structure
This brochure does not explicitly state a fee table or AUM fee structure. Therefore, no specific fee information can be provided.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax Planning
Loading...
Advisor Information
Office location
4000 Macarthur Blvd., Suite 1050, Newport Beach, CA, 92660
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Catherine works as an advisory administrative representative for Sageview Advisory Group, dedicating a full-time amount of time to this role. She also serves as co-trustee of her parents' family trust, which requires minimal time commitment.
Employment History
Current Registrations
Sageview Advisory Group, LLC
May 2015 - Present · 10 yrs 8 mos
Cetera Wealth Services, LLC
May 2015 - Present · 10 yrs 8 mos
Cetera Wealth Services, LLCBroker
May 2015 - Present · 10 yrs 8 mos
Previous Registrations
NFP Advisor Services, LLC
February 2012 - April 2015 · 3 yrs 2 mos
NFP Advisor Services, LLCBroker
February 2012 - April 2015 · 3 yrs 2 mos
Benefit Funding Services Group
March 2010 - July 2010 · 4 mos
American Funds Distributors, INC. Broker
July 1994 - June 2009 · 14 yrs 11 mos
State Registrations2 states
CAUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.