AP
ChFC
Arthur Wayne Potter
27 Years of Experience
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
3845 advisors
Number of Clients
323,031 clients
Average Client Portfolio
$317K average
Assets Under Management
$102.4B
Fee Structure
This firm offers financial planning, financial wellness, and investment management services. Fees vary depending on the service and platform used. Contact the firm for specific fee information, as fees can vary based on the Financial Professional and client location. The firm does not specify AUM fee tiers in this brochure.
Areas of Practice
Financial Planning & CoachingRetirement PlanningEstate PlanningEducation PlanningDivorce PlanningSpecial Needs PlanningInvestment Management
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Advisor Information
Office location
Martinez, CA
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2017Final
Customer Dispute
February 2012Settled
Other Business ActivitiesSells Insurance
Arthur handles insurance renewals, dedicating minimal time to servicing existing policies. He also works as a Senior Case Design Specialist for Proxy Freedom LLC, spending nearly full-time hours assisting advisors with financial planning and providing administrative support.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
June 2025 - Present · 7 mos
Proxy Wealth Advisors LLC
July 2024 - Present · 1 yr 6 mos
Previous Registrations
Allstate Financial Services, LLCBroker
May 2016 - June 2017 · 1 yr 1 mo
Allstate Financial Advisors, LLC
May 2016 - June 2017 · 1 yr 1 mo
Metlife Securities INC.
May 2014 - May 2016 · 2 yrs
Metlife Securities INC.Broker
May 2014 - May 2016 · 2 yrs
National Planning Corporation ("npc of America" in Fl & Ny)
March 2004 - June 2014 · 10 yrs 3 mos
National Planning CorporationBroker
March 2004 - May 2014 · 10 yrs 2 mos
Integrated Wealth Advisors, INC.
April 2002 - December 2009 · 7 yrs 8 mos
Legacy Advisory Services, INC.
March 2000 - March 2004 · 4 yrs
Legacy Financial Services, INC.Broker
November 1999 - March 2004 · 4 yrs 4 mos
Intersecurities, INC. Broker
August 1997 - November 1999 · 2 yrs 3 mos
Mariner Financial Services, INC.Broker
April 1996 - August 1997 · 1 yr 4 mos
New England SecuritiesBroker
February 1995 - April 1996 · 1 yr 2 mos
CUNA Brokerage Services, INC.Broker
August 1993 - January 1995 · 1 yr 5 mos
Century Investors of America, INC.Broker
January 1991 - August 1993 · 2 yrs 7 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.