Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2M+ | 1.25% |
Fees negotiable above $2,000,000.
Fee Estimator
The annual wrap fee covers investment advisory services, trade execution, custody, and reporting. The fee is a percentage of the portfolio's market value. For accounts above $2,000,000, fees are negotiable. The fee is prorated and paid quarterly in arrears, based on the market value of assets on the last business day of the previous quarter.
Areas of Practice
Advisor Information
Office location
640 Fifth Avenue, 4th Fl., New York, NY, 10019
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Philip serves on the board of directors/treasurer for the Cambridge Heights Town House Complex, dedicating minimal time. He is also the CEO of Black Diamond Financial LLC and the Chief Market Strategist for Osaic Inc., spending a few hours per week on each activity.