CZ
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
1 advisor
Number of Clients
1 client
Average Client Portfolio
$179.9M average
Assets Under Management
$179.9M
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Advisor Information
Office location
One Riverway, Suite 2000, Houston, TX, 77056
Get directionsRegulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003Denied
Customer Dispute
February 2001Closed-No Action
Customer Dispute
August 1993Settled
Employment History
Current Registrations
Caz Investments Registered Adviser LLC
November 2023 - Present · 2 yrs 2 mos
Caz Investments L.P.
August 2001 - Present · 24 yrs 5 mos
Previous Registrations
Inroads Capital Management LLC
January 2010 - October 2011 · 1 yr 9 mos
Caz/inroads Group, L.L.C.
July 2008 - December 2010 · 2 yrs 5 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.