Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are negotiable and may be reduced for combined household accounts.
Fee Estimator
Investment management fees are based on a percentage of assets under management. For accounts not held at American Funds Service Company, fees range from 1.25% on assets less than $250,000, down to 0.50% on assets over $5,000,001. For accounts held at American Funds Service Company, the annual fee is 0.5%. The firm may receive referral fees from third-party investment advisors. Retirement plan services are offered with fees ranging from 0.25% to 0.75% of plan assets or at an hourly rate of up to $250 per hour.
Areas of Practice
Advisor Information
Office location
10371 N. Oracle Rd., Suite 102, Oro Valley, AZ, 85737
Get directionsRegulatory History (1)
Customer Dispute
April 1996Other Business ActivitiesSells Insurance
Kelly is a partner and officer with Forward Strategies Insurance Brokerage, an insurance marketing company, where she markets life insurance and fixed annuities to agents. She works full-time and spends a great deal of time working with fixed and fixed index annuities.