JG
Firm Information
Compensation
N/A
Number of Advisors
6 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:Investment management only
Fees for Research Services are separately negotiated with each institutional client and payable quarterly as invoiced. Additional services may require additional fees. BofAS may receive compensation from other products or services clients use.
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Advisor Information
Office location
110 N Wacker Dr, Gbam - Global Ficc - Mbam - Public Municipal Mkts, Chicago, IL, 60606
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James serves as a trustee for J C G TTEE U/A DTD 04/26/2004 BY J C G, dedicating minimal time to this role. This activity is not investment-related.
Employment History
Current Registrations
Bofa Securities, INC. Broker
November 2018 - Present · 7 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2006 - Present · 19 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
September 1996 - Present · 29 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
April 1991 - September 1996 · 5 yrs 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.