Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $100K | 2.50% |
| $100K - $250K | 2.25% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $2.0M | 1.50% |
| $2.0M - $5.0M | 1.25% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 0.75% |
Fee Estimator
CPR's advisory fees are negotiable and not based on capital gains. They offer flat annual fees, flat percentages, threshold billing, and tiered billing. The specific fee structure is in the Investment Advisory Agreement. Clients pay transaction fees ($0-$25 per trade) and other third-party costs. The minimum annual management fee is $90. Financial planning is charged hourly or annually as a flat dollar amount. Advisor Representatives may receive compensation from Vanderbilt Securities, LLC for services outside the advisory relationship.
Areas of Practice
Advisor Information
Office location
125 Froehlich Farm Blvd., Woodbury, NY, 11797
Get directionsRegulatory History (5)
Judgment / Lien
June 2025Customer Dispute
June 2024Customer Dispute
July 2022Employment Separation After Allegations
October 2010Employment Separation After Allegations
September 2010Other Business ActivitiesSells Insurance
Cary is an insurance agent selling fixed annuities, MYGAs, equity indexed annuities, and life insurance, dedicating about 10-20% of his time. He is also a partner at StreamLine Asset Management, LLC, spending nearly full-time on marketing and minimal time on payroll duties, and the president of EM-Greenville, dedicating minimal time to leading board meetings.