TC
ChFC
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
2 advisors
Number of Clients
43 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$58.9M
Fee Structure
Financial Planning:Investment management only
Hilary Bergman does not receive any investment advisory compensation.
Areas of Practice
Investment Management
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Advisor Information
Office location
15150 Preston Road, Suite 300, Dallas, TX, 75248
Get directionsRegulatory History (5)
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Customer Dispute
June 2022Denied
Customer Dispute
February 2017Denied
Customer Dispute
January 2014Denied
Customer Dispute
November 2013Denied
Customer Dispute
May 2004Denied
Other Business Activities
Thomas is affiliated with First Liberties Financial, the broker-dealer that sponsors his investment advisor representative licenses.
Employment History
Current Registrations
Pelion Investment Advisors, INC.
December 2021 - Present · 4 yrs 1 mo
First Liberties Financial
February 2011 - Present · 14 yrs 11 mos
First Liberties FinancialBroker
February 2011 - Present · 14 yrs 11 mos
Previous Registrations
Lenox Advisors, INC.
June 2002 - January 2010 · 7 yrs 7 mos
MML Investors Services, INC.
May 2002 - December 2010 · 8 yrs 7 mos
MML Investors Services, INC. Broker
May 1991 - December 2010 · 19 yrs 7 mos
State Registrations12 states
CACOCTDEFLILMSNJSDTNTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.