SK
ChFC

Scott Patrick Kelley

34 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
424 advisors
Number of Clients
14,148 clients
Average Client Portfolio
$170K average
Assets Under Management
$2.4B

Fee Structure

This firm offers both wrap-fee and non-wrap fee programs. In a wrap fee program, clients pay a single, bundled fee that covers investment advisory services and the execution of transactions. In a non-wrap fee program, the advisory fee does not include trade execution costs or other service charges, and these costs are incurred separately by the client. Variable annuities are excluded from wrap fee program billing.

Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
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Advisor Information

Office location

2633 Camino Ramon, Suite 452, San Ramon, CA, 94583

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Regulatory History (1)
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Customer Dispute
January 2016
Denied
Other Business ActivitiesSells Insurance

Scott is a licensed independent insurance agent since 1991, focusing on sales and management, which takes about half of his time. Scott also owns Pacific Atlantic, LLC, an investment property, and spends minimal time reviewing financial documents and making decisions on property updates.

Employment History
Current Registrations
Integrity Alliance, LLC
October 2025 - Present · 3 mos
Integrity Alliance, LLC. Broker
October 2025 - Present · 3 mos
Brooker Wealth Management
February 2025 - Present · 11 mos
Previous Registrations
Lion Street Financial, LLCBroker
August 2019 - November 2025 · 6 yrs 3 mos
Lion Street Advisors, LLC
August 2019 - November 2025 · 6 yrs 3 mos
Ameritas Investment CORP
June 2006 - August 2019 · 13 yrs 2 mos
Ameritas Investment CORP.Broker
June 2006 - August 2019 · 13 yrs 2 mos
Carillon Investments, INC
January 2001 - June 2006 · 5 yrs 5 mos
Carillon Investments, INC.Broker
October 1998 - June 2006 · 7 yrs 8 mos
Sentra Securities CorporationBroker
June 1991 - October 1998 · 7 yrs 4 mos
State Registrations15 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Scott Patrick Kelley - Financial Advisor | AdvisorDiscover