GD

George Ray Van Dyke

29 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
9 advisors
Number of Clients
1,184 clients
Average Client Portfolio
$544K average
Assets Under Management
$643.6M

Fee Structure

SFG Wealth Management charges a maximum annual wrap fee of 1.50% of the assets managed. This fee covers investment advisory services and custodial transaction costs. The fee is billed quarterly in advance, pro-rata based on the account value on the last day of the previous quarter, adjusted for deposits and withdrawals. Fees are negotiable and deducted from the account. Additional fees may include fund management fees and wire transfer fees.

Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
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Advisor Information

Office location

1104 Kenilworth Drive, Suite 500, Towson, MD, 21204

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008
Settled
Other Business Activities

George is a secretary for Delta Management, a family business, but spends no time on it. He also owns Less is More LLC, where he invented and patented a gutter cleaning device, dedicating about 2% of his time, and SFG Wealth Management LLC, where he works full-time as a Registered Investment Advisor.

Employment History
Current Registrations
Sfg Wealth Management
December 2016 - Present · 9 yrs 1 mo
LPL Financial LLC
February 2006 - Present · 19 yrs 11 mos
LPL Financial LLC Broker
February 2006 - Present · 19 yrs 11 mos
Previous Registrations
LPL Financial LLC
February 2006 - April 2017 · 11 yrs 2 mos
Morgan Stanley
March 2001 - February 2006 · 4 yrs 11 mos
Morgan Stanley Dw INC.Broker
February 2001 - February 2006 · 5 yrs
Legg Mason Wood Walker, IncorporatedBroker
August 1997 - March 2001 · 3 yrs 7 mos
Alex. Brown & Sons IncorporatedBroker
May 1995 - November 1996 · 1 yr 6 mos
State Registrations2 states
MDNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.