Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
12486 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Financial Planning:Investment management only

Ameriprise Financial Services offers managed accounts with an ongoing asset-based fee. This fee covers investment advisory services. SPS Advisor accounts also have an Investments and Infrastructure Support Fee. Investment costs related to underlying investments are separate. Additional transaction-related fees may also apply. The asset-based fee is comprised of an Advisory Fee, a Platform Fee, and a Manager Fee. AEIS may receive Third Party Payments from investment costs.

Areas of Practice
Investment Management
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Advisor Information

Office location

5001 Utica Ridge Rd, Davenport, IA, 52807

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron is a managing partner in K & S Operations, LLC, formed to manage practice operations and expenses. He also owns Aaron D. Sannes LLC to manage his Ameriprise business and is involved in board positions, dedicating minimal time to each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 1999 - Present · 27 yrs
Ameriprise Financial Services, LLC Broker
August 1991 - Present · 34 yrs 5 mos
Ameriprise Financial Services, LLC
August 1991 - Present · 34 yrs 5 mos
Previous Registrations
Ids Life Insurance CompanyBroker
August 1991 - July 2006 · 14 yrs 11 mos
State Registrations36 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.