WF
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
3 advisors
Number of Clients
89 clients
Average Client Portfolio
$428K average
Assets Under Management
$38.1M
Fee Structure
This document does not contain any fee information. It is a supplement to the American Family Legacy Group brochure, which should contain fee details.
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Advisor Information
Office location
3030 N Rocky Point Dr W, Suite 150, Tampa, FL, 33607
Get directionsRegulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2024Pending
Customer Dispute
July 2024Pending
Regulatory
December 2018Final
Employment History
Current Registrations
American Family Legacy Group
January 2012 - Present · 14 yrs
Previous Registrations
AXA Advisors, LLC
September 2008 - January 2012 · 3 yrs 4 mos
AXA Advisors, LLC Broker
September 2008 - January 2012 · 3 yrs 4 mos
Chase Investment Services CORP.
February 2007 - June 2008 · 1 yr 4 mos
Chase Investment Services CORP.Broker
February 2007 - June 2008 · 1 yr 4 mos
Allstate Financial Services, LLCBroker
September 2003 - February 2007 · 3 yrs 5 mos
AXA Advisors, LLC
May 2001 - July 2003 · 2 yrs 2 mos
AXA Advisors, LLC Broker
March 2001 - July 2003 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
March 1992 - August 1992 · 5 mos
Edward D. Jones & Co., L.P. Broker
September 1991 - March 1992 · 6 mos
State Registrations3 states
FLOKTX
Advisor
Exams
No exam information available for this advisor.