JM

Jonathan Don Mark

18 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
32 advisors
Number of Clients
2,568 clients
Average Client Portfolio
$3.8M average
Assets Under Management
$9.9B

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee

Pinnacle charges an annual management fee based on a percentage of assets managed, generally ranging from 0.50% to 1.50%, depending on the client type, investment strategy, and service complexity. The fee is prorated and charged quarterly, either in advance or in arrears, based on the market value of assets. Pinnacle may negotiate a lesser fee based on certain criteria. Pinnacle seeks clients with a minimum portfolio size of $1,000,000, but may waive this minimum.

Areas of Practice
Investment ManagementFinancial Planning & Coaching
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Advisor Information

Office location

55 Post Road West, Westport, CT, 06880

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2021
Award / Judgment
Employment History
Current Registrations
Pinnacle Associates, Ltd.
March 2007 - Present · 18 yrs 10 mos
State Registrations2 states
CTNY
Advisor
Exams
No exam information available for this advisor.