CJ

Christopher John Juall

34 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
69 advisors
Number of Clients
4,509 clients
Average Client Portfolio
$686K average
Assets Under Management
$3.1B

Fee Structure

Minimum Investment:$50K
Financial Plan Fee:From $500

Moors & Cabot charges management fees based on either a flat percentage or a tiered fee rate schedule applied to the total account value. The specific fee is negotiable, with a minimum rate of 0.5% and a maximum of 1.5%, unless approved by senior management. They also offer financial planning services with fees typically exceeding $500, based on fixed or hourly rates negotiated with the advisor. Fees may be offset by commissions received from implementing planning recommendations.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance Planning
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Advisor Information

Office location

Seafoam Village 2800 Placida Rd, Unit 103, Englewood, FL, 34224

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2018
Denied
Other Business Activities

Christopher owns Lazy Products, LLC, selling water floats, and is also the Owner/Manager of TQC Education, LLC, selling online boating courses. Neither activity is securities-related.

Employment History
Current Registrations
Moors & Cabot, INC. Broker
June 2008 - Present · 17 yrs 7 mos
Moors & Cabot, INC
August 2007 - Present · 18 yrs 5 mos
Previous Registrations
Lemon Bay Asset Management, INC.
September 2008 - July 2014 · 5 yrs 10 mos
Moors & Cabot Financial Advisors, LLCBroker
July 2005 - June 2008 · 2 yrs 11 mos
Wolff-Juall Investment Avisors, INC.
August 2004 - January 2007 · 2 yrs 5 mos
Moors & Cabot INC
January 2003 - August 2007 · 4 yrs 7 mos
Moors & Cabot, INC. Broker
March 1999 - August 2006 · 7 yrs 5 mos
First Southeastern Securities Group, IncorporatedBroker
December 1996 - April 1999 · 2 yrs 4 mos
Matrix Capital Group, INC.Broker
December 1995 - December 1996 · 1 yr
Dean Witter Reynolds INC.Broker
October 1991 - November 1995 · 4 yrs 1 mo
Biltmore Securities, INCBroker
September 1991 - October 1991 · 1 mo
State Registrations27 states
ARCACOCTDCFLGAILINMAMDMEMIMNMONCNHNJNYPARISCTNTXVAVTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.