Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.50% |
| $3M+ | 0.25% |
Fees may be waived or reduced based on certain criteria.
Fee Estimator
SPGA charges an annual fee based on assets under management, not exceeding 1.50% annually, including third-party money manager (TPM) fees. This fee may be negotiable, and accounts within the same household may be combined for a reduced fee. Financial planning is included with asset management services, but extraordinary planning may incur additional charges. Standalone financial planning is available on an hourly basis at $150/hour or a fixed fee ranging from $750 to $5,000, based on complexity. DST positions may incur separate fees. Clients may terminate services with 30 days' notice and receive a pro-rata refund.
Areas of Practice
Advisor Information
Office location
13215 SE Mill Plain Blvd, Suite C8-321, Vancouver, WA, 98684
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph is affiliated with Synergy Financial Services, Inc., Rowan Street Advisors, LLC, Synergy Mergers + Acquisitions, LLC, and Synergy Asset Management, LLC, spending the majority of his time in these roles. These activities are investment-related.