Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $50K | 1.75% |
| $50K - $100K | 1.50% |
| $100K - $200K | 1.25% |
| $200K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $7.5M | 0.70% |
| $7.5M - $10.0M | 0.65% |
| $10M+ | 0.60% |
Fees may be negotiable on a client-by-client basis.
Fee Estimator
Investment supervisory fees are based on a percentage of assets managed. Financial planning fees are either hourly ($350/hour) or fixed (typically $500 to $10,000), depending on the complexity and arrangement with the client. Consulting services also have hourly and fixed fee options. Discounts may be offered to family and friends of associated persons.
Areas of Practice
Advisor Information
Office location
30 South Main Street, Yardley, PA, 19067
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is a fixed insurance broker and sole proprietor, earning commissions since 1991, dedicating about 10-20% of his time. He also has extensive real estate holdings, teaches financial management at NYU, and is President of Prometheus Capital Management Corp, an RIA, spending about a quarter of his time on this.