Douglas Roger Whittle

Financial Advocates Investment Management

21 Years of Experience

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Firm Information

Financial Advocates Investment Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

3 advisors

Number of Clients

10,919 clients

Average Client Portfolio

$373K average

Assets Under Management

$4.1B

Fee Structure

Minimum Investment:$5K

Fees for the GWP Managed Service include an LPL program fee of 0.35% and a FAIM fee of up to 1.00%. A minimum account value of $5,000 is required to enroll in the GWP Managed Service. FutureAdvisor is compensated directly by LPL for its services, including the Algorithm and related software, through an annual sub-advisory fee (tiered based on assets under management by FutureAdvisor, at a rate ranging from 0.10% to 0.17%).

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Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth

Advisor Information

Office location

1601 Cooper Point Road Nw, Olympia, WA, 98502

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Regulatory History (1)

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Judgment / Lien

July 2019

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Other Business Activities

Douglas operates under the DBA Financial Advocates for his LPL business. He also provides administrative support to Financial Advocates Investment Management (full-time) and investment advisory services as Chief Compliance Officer for Financial Advocates Wealth Management (a few hours per week).