MH
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
11 advisors
Number of Clients
131 clients
Average Client Portfolio
$564.9M average
Assets Under Management
$74.0B
Loading...
Advisor Information
Office location
San Ramon, CA
Get directionsRegulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2004Settled
Customer Dispute
April 1997Settled
Customer Dispute
December 1996Settled
Criminal
April 1990Final Disposition
Other Business Activities
Mark has a Nike Golf sponsorship as a professional golfer since 2011, receiving clothing, shoes, and equipment as compensation. This activity takes a few hours per week.
Employment History
Current Registrations
Proshare Advisors LLC
January 2024 - Present · 2 yrs
Profunds Distributors, INC.Broker
July 2008 - Present · 17 yrs 6 mos
Profunds Distributors, INC.
July 2008 - Present · 17 yrs 6 mos
Previous Registrations
Proshare Advisors LLC
March 2013 - December 2023 · 10 yrs 9 mos
Amerivest Investment Management, LLC
June 2008 - June 2008 · 0 mos
TD Ameritrade, INC.
June 2008 - June 2008 · 0 mos
TD Ameritrade, INC.Broker
June 2008 - June 2008 · 0 mos
Charles Schwab & Co., INC.
February 2005 - January 2008 · 2 yrs 11 mos
Charles Schwab & Co., INC. Broker
February 2005 - January 2008 · 2 yrs 11 mos
Wachovia Securities, LLC
July 2000 - September 2004 · 4 yrs 2 mos
Wachovia Securities, LLC Broker
June 2000 - September 2004 · 4 yrs 3 mos
Prudential Securities IncorporatedBroker
January 1993 - June 2000 · 7 yrs 5 mos
Mclaughlin Capital Management, INC.Broker
October 1992 - December 1992 · 2 mos
Global Strategies Group, INC.Broker
August 1992 - October 1992 · 2 mos
Thomas James Associates, INC.Broker
January 1992 - August 1992 · 7 mos
State Registrations5 states
CAHIMDNVWA
AdvisorBroker
Exams
No exam information available for this advisor.