Stephen Hans Wagner

CFP

Integrity Wealth Advisors, LLC

33 Years of Experience

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Firm Information

Integrity Wealth Advisors, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

6 advisors

Number of Clients

823 clients

Average Client Portfolio

$334K average

Assets Under Management

$274.9M

Fee Structure

Financial Plan Fee:$1,000 - $15,000

Hourly Rate:Up to $350/hr

Asset management fees can reach up to 1.50% annually. Comprehensive portfolio management fees can reach up to 1.75% annually or $350/hour. Financial planning fees range from $1,000 to $15,000 or $350/hour. Estate planning is a flat fee of $1,500, but is free for clients with over $3 million in assets under management.

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Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningTax PlanningEducation PlanningCharitable Giving

Advisor Information

Office location

196 S. Fir St., Suite 140, Ventura, CA, 93001

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Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

November 2014

Denied

Customer Dispute

February 2010

Settled

Customer Dispute

October 2001

Denied

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Other Business ActivitiesSells Insurance

Stephen operates Wagner Financial as a DBA for his LPL business and provides investment advisory services through Integrity Wealth Advisors, dedicating about a quarter of his time to the latter. He also sells non-variable insurance products and has income from selling sporting tickets and rental properties.