Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.70% |
| $10.0M - $35.0M | 0.55% |
| $35.0M - $50.0M | 0.45% |
| $50M+ | 0.40% |
Fee Estimator
This firm offers a wrap fee program where a single fee covers investment advice, trade execution, and custody at Charles Schwab. The annual fee is based on the value of your relationship with the firm. For example, the fee is 1.50% on assets up to $500,000. The minimum relationship size is $500,000, but this may be waived at the firm's discretion. The wrap fee does not include internal expenses of mutual funds or ETFs, wire transfer fees, margin interest, or brokerage commissions on fixed income trades executed away from Schwab.
Areas of Practice
Advisor Information
Office location
200 East Las Olas Boulevard, 19th Floor, Fort Lauderdale, FL, 33301
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is affiliated with Provenance Wealth Advisors, dealing with non-variable insurance. He is also an agent with Alliance Bernstein Partners, selling long-term care, group health insurance, life insurance, fixed annuities, and disability insurance, dedicating a few hours per week. James is also a passive investor in Ridgewood Energy Fund, spending minimal time on this activity.