MK
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
8 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
This document does not contain any fee information. It is a brochure supplement providing information about the firm's executive management.
Areas of Practice
Investment Management
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Advisor Information
Office location
50 High Street, 4th Floor, North Andover, MA, 01845
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Maurice is an adjunct instructor at Merrimack College and Hult International Business School, teaching graduate finance classes, dedicating about 10-20% of his time to each role. He also serves as Trustee of the Permanent Fund for St. John's Lodge, a fraternal organization, spending minimal time on oversight and investment duties.
Employment History
Current Registrations
Northern Capital Securities Corporation
April 2017 - Present · 8 yrs 9 mos
Northern Capital Securities Corporation
January 2009 - Present · 17 yrs
Northern Capital Securities Corporation Broker
January 2009 - Present · 17 yrs
Previous Registrations
Maxim Group LLCBroker
May 2008 - February 2009 · 9 mos
Investors Capital CORP.Broker
May 2004 - May 2008 · 4 yrs
Northern Capital Securities Corporation Broker
December 2000 - May 2004 · 3 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
July 1997 - November 2000 · 3 yrs 4 mos
Josephthal Lyon & Ross IncorporatedBroker
March 1997 - July 1997 · 4 mos
State Registrations3 states
ARCOMA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.