BK
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
86 advisors
Number of Clients
6,005 clients
Average Client Portfolio
$429K average
Assets Under Management
$2.6B
Fee Structure
Vicus Capital offers financial planning services on an hourly or fixed-fee basis. Details on investment management fees are not provided in this document. Contact Vicus Capital directly for specific fee information.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningInsurance PlanningEducation Planning
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Advisor Information
Office location
Rochester, NY
Get directionsRegulatory History (1)
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Customer Dispute
September 2021Closed-No Action
Other Business ActivitiesSells Insurance
Brian is an investment advisory representative at Vicus Capital, Inc. and the owner of Kelly Retirement Services, LLC, dedicating about a quarter of his time to each. Brian also sells fixed insurance products, including life, health, disability, annuities, and long-term care, and provides financial services through Partners Financial Group, spending a few hours per week on the latter two.
Employment History
Current Registrations
Vicus Capital, INC.
December 2019 - Present · 6 yrs 1 mo
Cetera Wealth Services, LLCBroker
November 2019 - Present · 6 yrs 2 mos
Previous Registrations
Nationwide Securities, LLC Broker
August 2008 - November 2019 · 11 yrs 3 mos
1717 Capital Management CompanyBroker
November 2006 - August 2008 · 1 yr 9 mos
Nationwide Securities, INC. Broker
September 1998 - December 2006 · 8 yrs 3 mos
John Hancock Distributors, INC.Broker
February 1992 - October 1997 · 5 yrs 8 mos
John Hancock Mutual Life Insurance CompanyBroker
February 1992 - May 1997 · 5 yrs 3 mos
State Registrations3 states
FLNJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.