Adam Baker Landau

Rockefeller Capital Management

33 Years of Experience

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Firm Information

Rockefeller Capital Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

875 advisors

Number of Clients

35,950 clients

Average Client Portfolio

$1.9M average

Assets Under Management

$70.0B

Fee Structure

Rockefeller Financial charges either a flat annual dollar fee or a fee calculated as a percentage of assets under management. The firm also receives payments from third parties, including sponsors of investment products. Financial planning reports and analyses are available, sometimes for a separate fee. Specific fee details are not provided in this brochure excerpt.

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Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningCharitable GivingHigh Net Worth

Advisor Information

Office location

5605 Carnegie Blvd., Suite 220, Charlotte, NC, 28209

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Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.