EM
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
5 advisors
Number of Clients
44,391 clients
Average Client Portfolio
$450K average
Assets Under Management
$20.0B
Fee Structure
Minimum Investment:$5K
Minimum Annual Fee:$250
The fees charged are negotiable and may differ from client to client based on factors including the type and size of the account and the range of client related services to be provided. The minimum annual fee for an account in any program is $250. The minimum fee will not apply if the account is at least $50,000 or advisory accounts in a client’s household are at least $250,000.
Areas of Practice
Investment Management
Loading...
Advisor Information
Office location
85 Broad Street, 22nd Floor, New York, NY, 10004
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Oppenheimer Asset Management
January 2014 - Present · 12 yrs
Oppenheimer & CO. INC. Broker
May 2013 - Present · 12 yrs 8 mos
Oppenheimer & CO. INC.
May 2013 - Present · 12 yrs 8 mos
Oppenheimer & CO. INC.
May 2013 - Present · 12 yrs 8 mos
Previous Registrations
Biondo Investment Advisors LLC
April 2013 - July 2013 · 3 mos
Biondo Asset Management LLCBroker
February 2013 - July 2013 · 5 mos
Tiaa-Cref Advice and Planning Services
October 2007 - May 2009 · 1 yr 7 mos
Tiaa-Cref Individual & Institutional Services, LLC Broker
September 2007 - May 2009 · 1 yr 8 mos
New York Life Investment Management LLC
June 2002 - July 2007 · 5 yrs 1 mo
Nylife Distributors LLCBroker
January 2001 - July 2007 · 6 yrs 6 mos
State Registrations3 states
NJNYPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.