JT

John Conley Thatcher

26 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
9 advisors
Number of Clients
1,193 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:$500K
AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
$0+1.00%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee

CCM offers two fee schedules: an asset-based management fee of 1% annually, assessed quarterly, or a profit-based management fee of 10% of account profits for qualified clients (those with at least $1,100,000 under management or a net worth of more than $2,200,000). A minimum investment of $500,000 is required, but may be waived at CCM's discretion. Assets invested in the Blue Chip Investor Fund are excluded from CCM’s management fee.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

575 Anton Blvd, Ste 500, Costa Mesa, CA, 92626-7685

Get directions
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2010
Settled
Customer Dispute
August 2009
Settled
Customer Dispute
April 2008
Closed-No Action
Employment History
Current Registrations
Check Capital Management INC
March 2017 - Present · 8 yrs 10 mos
Previous Registrations
Charles Schwab & Co., INC.
June 2004 - March 2017 · 12 yrs 9 mos
Charles Schwab & Co., INC. Broker
April 2004 - March 2017 · 12 yrs 11 mos
Charles Schwab & Co., INC. Broker
August 1995 - December 1997 · 2 yrs 4 mos
American Express Financial Advisors INC. Broker
September 1992 - July 1995 · 2 yrs 10 mos
Ids Life Insurance CompanyBroker
September 1992 - July 1995 · 2 yrs 10 mos
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.