MT
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
3 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Steve Brozak may receive commissions or trail compensation for investments directed through WBB Securities, LLC. This creates a conflict of interest as he may have an incentive to sell commissionable products or forego advisory services in favor of commissionable investments.
Areas of Practice
Investment Management
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Advisor Information
Office location
125 Froehlich Farm Blvd., Woodbury, NY, 11797
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michelle is a part-time CCO/CFO for WBB Securities LLC, a broker-dealer/RIA, since January 2024. This activity is investment-related and takes minimal time during regular hours.
Employment History
Current Registrations
Impactu.investments, LLCBroker
January 2024 - Present · 2 yrs
Impactu.investments, LLC
January 2024 - Present · 2 yrs
Ark Global, LLCBroker
January 2024 - Present · 2 yrs
Ark Global, LLC
January 2024 - Present · 2 yrs
Wbb Securities, LLC Broker
October 2022 - Present · 3 yrs 3 mos
Wbb Securities, LLC
October 2022 - Present · 3 yrs 3 mos
Vanderbilt Advisory Services
August 2020 - Present · 5 yrs 5 mos
Vanderbilt Securities, LLCBroker
August 2020 - Present · 5 yrs 5 mos
Vanderbilt Securities, LLC
August 2020 - Present · 5 yrs 5 mos
Previous Registrations
Lightpath Capital, INCBroker
March 2022 - December 2023 · 1 yr 9 mos
Impactu.investments, LLCBroker
August 2021 - July 2022 · 11 mos
Millennial Advisers, LLC.
March 2020 - May 2020 · 2 mos
Allied Millennial Partners, LLCBroker
January 2020 - May 2020 · 4 mos
Wbb Securities, LLC
August 2013 - October 2022 · 9 yrs 2 mos
Wbb Securities, LLC Broker
May 2013 - October 2022 · 9 yrs 5 mos
Allstate Financial Services, LLCBroker
April 2000 - October 2006 · 6 yrs 6 mos
State Registrations2 states
CANY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.