WB
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
6 advisors
Number of Clients
512 clients
Average Client Portfolio
$818K average
Assets Under Management
$419.0M
Fee Structure
Minimum Investment:None
Financial Planning:Included in AUM fee
Financial Plan Fee:From $1,500
Fees are negotiable up to 2.00% of assets under management. The negotiated fee will be based on the scope and complexity of the services provided and the total value of the assets in the client’s account(s). Consulting services are offered on an hourly or flat fee basis, with flat fees starting at $1,500. Clients are responsible for third-party fees.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net WorthBusiness OwnersCorporate ExecutivesRetirees
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Advisor Information
Office location
530 N Koeller St, Oshkosh, WI, 54902
Get directionsRegulatory History (1)
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Criminal
January 1995Final Disposition
Other Business ActivitiesSells Insurance
William is the president of Aegis Financial, a registered investment advisor, dedicating full-time hours to this role. He is also a member of Bowman Insurance Services, providing asset protection advice involving insurance, and spends minimal time on this.
Employment History
Current Registrations
Aegis Financial
August 2019 - Present · 6 yrs 5 mos
Previous Registrations
Private Client Services, LLC Broker
October 2019 - December 2020 · 1 yr 2 mos
Raymond James Financial Services Advisors, INC
June 2011 - October 2019 · 8 yrs 4 mos
Raymond James Financial Services, INC.Broker
June 2011 - October 2019 · 8 yrs 4 mos
Sii Investments, INC.
December 1999 - June 2011 · 11 yrs 6 mos
Sii Investments, INC.Broker
May 1998 - June 2011 · 13 yrs 1 mo
Capital Financial Services, INC.Broker
November 1997 - June 1998 · 7 mos
Mutual Service CorporationBroker
January 1995 - October 1997 · 2 yrs 9 mos
H.D. Vest Investment Securities, INC.Broker
October 1993 - December 1994 · 1 yr 2 mos
State Registrations2 states
TXWI
Advisor
Exams
No exam information available for this advisor.