AP

Arthur John Pedgrift

32 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
217 advisors
Number of Clients
10,402 clients
Average Client Portfolio
$205K average
Assets Under Management
$2.1B

Fee Structure

AFP offers a wrap fee program where a single fee covers advisory services and custodial transaction costs. The maximum annual fee is 3%. Fees are negotiable and may vary among clients. Third-party managed accounts have fees for the advisor, platform, and manager. Clients may also incur brokerage, investment, and custodial expenses.

Areas of Practice
Investment Management
Loading...

Advisor Information

Office location

Arlington Heights, IL

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2016
Final
Other Business ActivitiesSells Insurance

Arthur is a self-employed insurance agent since 1997, selling life, health, disability, and fixed annuities, dedicating a few hours per week. He is also an insurance sales owner at Choices Financial Services since 1997, focusing on life, health, disability insurance, fixed annuities, dental, and vision, which takes about 10-20% of his time.

Employment History
Current Registrations
Ausdal Financial Partners, INC.
September 2009 - Present · 16 yrs 4 mos
Ausdal Financial Partners, INC. Broker
September 2009 - Present · 16 yrs 4 mos
Previous Registrations
LPL Financial Corporation
September 2009 - September 2009 · 0 mos
LPL Financial Corporation Broker
September 2009 - September 2009 · 0 mos
Waterstone Financial Group, INC.
February 2004 - September 2009 · 5 yrs 7 mos
Waterstone Financial Group, INC.Broker
December 2003 - September 2009 · 5 yrs 9 mos
Lifemark Securities CORP. Broker
March 1997 - December 2003 · 6 yrs 9 mos
First of America Brokerage Service, INC.Broker
March 1994 - January 1997 · 2 yrs 10 mos
Equico Securities, INC. Broker
March 1992 - March 1993 · 1 yr
The Equitable Life Assurance Society of the United StatesBroker
March 1992 - March 1993 · 1 yr
State Registrations6 states
AZFLILINKYMI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.