KN
CFA

Kevin Lamont Nicholson

33 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
29 advisors
Number of Clients
977 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only

RiverFront is compensated by receiving a mutually agreed upon fee that is a percentage of assets under management in a client account. RiverFront’s advisory fees are negotiable and will vary from program to program, but typically do not exceed 0.50% per year on a client’s account assets under management, calculated on a quarterly basis. Specific information on the investment advisory fees payable to RiverFront under a wrap fee program will be provided by the applicable Sponsor Firm.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningCharitable GivingFinancial Planning & CoachingInsurance PlanningBusiness OwnersCorporate ExecutivesHigh Net WorthMiddle IncomeNovice Investors
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Advisor Information

Office location

1214 E. Cary St., Richmond, VA, 23219

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kevin is the Global Fixed Income CIO at Riverfront Investment Group and a registered representative marketing/sales for the Riverfront Funds. He also serves on the investment committees for several organizations, including the Virginia Foundation of Public Media, Richmond Retirement Systems, Northern Neck Insurance Company, and the Virginia Museum of Fine Arts Foundation Board.

Employment History
Current Registrations
Alps Distributors, INC.Broker
August 2010 - Present · 15 yrs 5 mos
Riverfront Investment Group, LLC
July 2010 - Present · 15 yrs 6 mos
Previous Registrations
Wells Fargo Investments, LLCBroker
June 2010 - June 2010 · 0 mos
Wells Fargo Advisors Financial Network, LLC Broker
October 2009 - June 2010 · 8 mos
First Clearing, LLCBroker
August 2006 - June 2010 · 3 yrs 10 mos
Wells Fargo Advisors, LLC
October 1999 - June 2010 · 10 yrs 8 mos
Wells Fargo Advisors, LLC Broker
October 1999 - June 2010 · 10 yrs 8 mos
First Union Capital Markets CORP.Broker
April 1992 - October 1999 · 7 yrs 6 mos
State Registrations2 states
DCVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.