GV
Firm Information
Compensation
N/A
Number of Advisors
20 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:Investment management only
Pruco Securities does not provide investment advisory or brokerage services to clients, so it does not have a fee schedule, bill clients, or deduct fees from client accounts.
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Advisor Information
Office location
213 Washington Street, Newark, NJ, 07102-3777
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pruco Securities, LLC
June 2025 - Present · 7 mos
Pruco Securities, LLC.
June 2025 - Present · 7 mos
Pruco Securities, LLC. Broker
June 2025 - Present · 7 mos
Previous Registrations
LPL Enterprise, LLC Broker
November 2024 - June 2025 · 7 mos
LPL Enterprise, LLC
November 2024 - June 2025 · 7 mos
Prudential Financial Planning Services
August 2011 - November 2024 · 13 yrs 3 mos
Pruco Securities, LLC. Broker
August 2010 - November 2024 · 14 yrs 3 mos
Questar Asset Management, INC.
February 2005 - October 2005 · 8 mos
Questar Capital CorporationBroker
February 2005 - October 2005 · 8 mos
Prudential Financial Planning Services
January 2001 - January 2005 · 4 yrs
Pruco Securities, LLC. Broker
April 2000 - January 2005 · 4 yrs 9 mos
Pruco Securities Corporation Broker
March 1992 - February 1993 · 11 mos
The Prudential Insurance Company of AmericaBroker
March 1992 - February 1993 · 11 mos
State Registrations1 state
IN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.