RL

Richard Levere Labrum

33 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
15 advisors
Number of Clients
881 clients
Average Client Portfolio
$940K average
Assets Under Management
$828.2M

Fee Structure

Minimum Annual Fee:$10,000
Financial Plan Fee:$2,500 - $10,000
Hourly Rate:$175 - $675/hr

Financial planning fees range from $2,500 to $10,000 as a one-time fixed fee, or $175 to $675 per hour. These rates are negotiable. The firm requires a minimum annual investment management fee of $10,000, but this may be negotiable or waived in certain circumstances. For accounts under $1,000,000, the minimum fee charged will equate to more than 1.25%.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information

Office location

2792 Gateway Road, Carlsbad, CA, 92009

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2003
Denied
Customer Dispute
July 2002
Denied
Other Business ActivitiesSells Insurance

Richard is an agent at LWM Insurance Solutions, an insurance agency, since 2009. This involves insurance sales and takes about 10-20% of his time, including during trading hours.

Employment History
Current Registrations
Intelligence Driven Advisers, LLC
January 2019 - Present · 7 yrs
Previous Registrations
International Assets Advisory, LLC Broker
November 2014 - August 2023 · 8 yrs 9 mos
Gradient Securities, LLC Broker
March 2012 - November 2014 · 2 yrs 8 mos
Waveland Capital Partners LLCBroker
August 2010 - March 2012 · 1 yr 7 mos
Labrum Wealth Management, LLC
May 2010 - March 2019 · 8 yrs 10 mos
Labrum Capital Advisors, LLC
November 2009 - December 2009 · 1 mo
Purshe Kaplan Sterling InvestmentsBroker
November 2009 - August 2010 · 9 mos
Morgan Stanley Smith Barney LLC
June 2009 - December 2009 · 6 mos
Morgan Stanley Smith Barney Broker
June 2009 - December 2009 · 6 mos
Citigroup Global Markets INC. Broker
October 2003 - June 2009 · 5 yrs 8 mos
Citigroup Global Markets INC.
October 2003 - June 2009 · 5 yrs 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 1999 - November 2003 · 4 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
April 1998 - November 2003 · 5 yrs 7 mos
Edward D. Jones & Co., L.P. Broker
April 1992 - April 1998 · 6 yrs
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.