BS

Bruce Johnson Scott

14 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
69 advisors
Number of Clients
4,509 clients
Average Client Portfolio
$686K average
Assets Under Management
$3.1B

Fee Structure

Minimum Investment:$50K
Financial Plan Fee:From $500

Moors & Cabot charges management fees based on either a flat percentage or a tiered fee rate schedule applied to the total account value. The specific fee is negotiable, with a minimum rate of 0.5% and a maximum of 1.5%, unless approved by senior management. They also offer financial planning services with fees typically exceeding $500, based on fixed or hourly rates negotiated with the advisor. Fees may be offset by commissions received from implementing planning recommendations.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance Planning
Loading...

Advisor Information

Office location

Athens, AL

Get directions
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2025
Pending
Financial
February 2025
Pending
Customer Dispute
October 2015
Denied
Employment History
Current Registrations
Moors & Cabot, INC
March 2025 - Present · 10 mos
Moors & Cabot, INC.
March 2025 - Present · 10 mos
Moors & Cabot, INC. Broker
March 2025 - Present · 10 mos
Previous Registrations
Wells Fargo Advisors
November 2022 - March 2025 · 2 yrs 4 mos
Wells Fargo Clearing Services, LLC Broker
November 2022 - March 2025 · 2 yrs 4 mos
Wells Fargo Clearing Services, LLC
November 2022 - November 2022 · 0 mos
Edward Jones
April 2014 - November 2022 · 8 yrs 7 mos
Edward Jones Broker
April 2014 - November 2022 · 8 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
December 1995 - January 1996 · 1 mo
Aliant Financial Services CorporationBroker
January 1994 - May 1995 · 1 yr 4 mos
Edward D. Jones & Co., L.P. Broker
April 1992 - September 1993 · 1 yr 5 mos
State Registrations16 states
AKALCOFLGAIDKSLAMONCOKPASCTNTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.