MT

Mark Edward Thomas

20 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
633 advisors
Number of Clients
3,251 clients
Average Client Portfolio
$323K average
Assets Under Management
$1.1B

Fee Structure

Financial Planning:Investment management only

This advisor may earn commissions from securities transactions through Private Client Services, LLC, which could be higher or lower than other broker-dealers. These commissions may include those from equity securities, mutual fund 12b-1 fees, mutual fund trail commissions, or direct product sponsor commissions.

Areas of Practice
Investment Management
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Advisor Information

Office location

2761 W 120th Avenue, Suite 200, Westminster, CO, 80234-2980

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mark works as an advisor at Townsend & Associates, an SEC-registered investment advisory firm, dedicating nearly full-time to this role. This activity is investment-related.

Employment History
Current Registrations
Private Client Services, LLC Broker
July 2025 - Present · 6 mos
Townsend
September 2010 - Present · 15 yrs 4 mos
Previous Registrations
Osaic Wealth, INC. Broker
June 2024 - July 2025 · 1 yr 1 mo
Securities America, INC.Broker
February 2010 - June 2024 · 14 yrs 4 mos
Charles Schwab & Co., INC. Broker
August 1995 - February 1997 · 1 yr 6 mos
R a F Financial CorporationBroker
July 1994 - June 1995 · 11 mos
Schneider Securities, INC.Broker
November 1992 - July 1994 · 1 yr 8 mos
Chatfield Dean & Co., INC.Broker
June 1992 - November 1992 · 5 mos
State Registrations11 states
AZCACOFLIDILNEOKORTXWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Mark Edward Thomas - Financial Advisor | AdvisorDiscover