Kathleen Louise Hegyi

Duff & Phelps Investment Management CO.

30 Years of Experience

View SEC Summary

Firm Information

Duff & Phelps Investment Management CO.

Compensation

Fee-Only (AUM)

Number of Advisors

10 advisors

Number of Clients

52 clients

Average Client Portfolio

$235.2M average

Assets Under Management

$12.2B

Fee Structure

Minimum Investment:$5M

Investment advisory fees are based on a percentage of the market value of assets under management and are individually negotiated. Specialized investment management fees could be higher depending on the securities. Fees are billed in arrears on a quarterly basis. Minimum account sizes are subject to negotiation. Fees exclude brokerage commissions, transaction fees, and other related costs.

View Full Brochure on SEC

Areas of Practice

Investment Management

Advisor Information

Office location

10 S. Wacker Drive, 19th Floor, Chicago, IL, 60606

Get directions

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.