DT
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
115 advisors
Number of Clients
6,762 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$7.7B
Fee Structure
Apollon Wealth charges fees for advisory services, but the specific fee structure is not detailed in this document. They offer financial planning and investment management services. Some IARs may provide tax services outside of Apollon Wealth's oversight. The document mentions potential conflicts of interest and mitigation strategies.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
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Advisor Information
Office location
1401 17th Street, Suite 1560, Denver, CO, 80202
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2005Settled
Other Business Activities
David is the President and Chief Compliance Officer for Holmes and Turner Financial Services, dedicating a few hours per week during trading hours. He is also a member of RDE Ranchers, spending minimal time per month on this non-securities related activity.
Employment History
Current Registrations
Apollon Wealth Management, LLC
February 2021 - Present · 4 yrs 11 mos
Holmes & Turner Financial Services, INC.
January 1999 - Present · 27 yrs
Previous Registrations
Hanson Financial, LLC
May 2003 - November 2013 · 10 yrs 6 mos
Cascade Financial Management, INC.Broker
April 2002 - December 2020 · 18 yrs 8 mos
Cascade Financial Management, INC.
April 2002 - February 2021 · 18 yrs 10 mos
Cascade Investment Group, INC. Broker
September 1998 - May 2002 · 3 yrs 8 mos
Piper Jaffray INC. Broker
June 1992 - October 1998 · 6 yrs 4 mos
State Registrations4 states
COMTPRTX
Advisor
Exams
No exam information available for this advisor.