Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
This firm offers a wrap fee program where you pay a single fee for investment advice and transaction costs. The maximum annual fee is 2.50% of assets under management or a flat annual fee, both are negotiable. Clients are also responsible for custodial fees and internal expenses of investment products like mutual funds and ETFs.
Areas of Practice
Advisor Information
Office location
1605 4th St, Santa Rosa, CA, 95404
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David operates several DBAs for his LPL business, including David K. Brown Wealth Management and Encore Wealth Management. He also spends a few hours per week on estate planning and insurance through Encore Wealth Management and about 10-20% of his time with WCG Wealth Advisors/The Wealth Consulting Group.