Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for individual and fixed income clients range from 0.25% to 1.00% of account assets annually. Individual client accounts sub-advised by Janus Capital Management are charged an additional 0.50% annual fee, while those sub-advised by ARK Investment Management are charged an additional 0.45% annual fee. Rising Dividend, Balanced, and Multi-Asset accounts also have fees ranging from 0.25% to 1.00%. A Rising Dividend, Balanced, or Multi-Asset Account usually requires a minimum of $100,000.
Areas of Practice
Advisor Information
Office location
Manhattan Beach, CA
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Roger is a sales director at Dearborn Partners, LLC, an investment management firm, focusing on business development and service. This activity is investment-related and takes nearly full-time.