Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
238 advisors
Number of Clients
14,112 clients
Average Client Portfolio
$397K average
Assets Under Management
$5.6B

Fee Structure

Minimum Investment:$5K
Financial Plan Fee:$125 - $25,000
Hourly Rate:$35 - $300/hr

Financial planning fees are negotiated and can be charged as a one-time fixed fee ($125-$25,000), an hourly fee ($35-$300 per hour), or a fixed periodic fee ($50-$25,000 per period). For asset management services, fees range from 0.00% to 2.50% annually, negotiated between you and your representative. The minimum account fee is 0.50%. Advisory accounts direct with American Funds utilizing their F2 share class will have either a tiered fee of 0.50% , 0.60%, 0.80%, or 1.00% dependent upon account balance and is not negotiable or a fixed fee of 0.75% which is not negotiable. Axiom accounts valued under $50,000 are subject to a quarterly small account fee of $20.

Areas of Practice
Retirement PlanningTax PlanningEstate PlanningEducation PlanningInvestment Management
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Advisor Information

Office location

3140 Chaparral Drive, Bldg. C, Suite 104, Roanoke, VA, 24018-4355

Get directions
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 1999
Settled
Criminal
April 1963
Final Disposition
Other Business ActivitiesSells Insurance

A will operate under the name Advanced Financial Solutions at the branch location. A is also an independent representative with various insurance carriers, selling fixed insurance products.

Employment History
Current Registrations
Geneos Wealth Management, INC.
August 2005 - Present · 20 yrs 5 mos
Geneos Wealth Management, INC. Broker
August 2005 - Present · 20 yrs 5 mos
Previous Registrations
Ameriprise Financial Services, INC.
November 1992 - August 2005 · 12 yrs 9 mos
Ameriprise Financial Services, INC. Broker
October 1992 - August 2005 · 12 yrs 10 mos
Ids Life Insurance CompanyBroker
October 1992 - August 2005 · 12 yrs 10 mos
State Registrations2 states
FLVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.